Transactions

$3,000,000 Million Dollar Debenture Proven Expertise in Offshore drilling

The company is a US based publically traded company that designs, develops and commercializes auto retractable vacuum safety syringes. The syringes are designed specifically to reduce accidental needle stick injuries and lowe the spread of blood borne diseases. The company also has developed a suite of proprietary MRI software tools to enhance general diagnostic confidence through education and research use with potential commercial applications. The company is a development stage company that sought out TCA for capital to produce the products and for ongoing working capital needs. To provide the required capital requirements TCA’s solution was to implement a $2,000,000 million facility that would allow the company to sell its common shares to TCA at a proscribed formula relating to the then market price. In these facilities, the Fund does not take the Company's share price risk.

$2,000,000 Million Dollar Credit and Equity Facility - New Technology applied to a vital Medical tool

$2,500,000 Million Dollar Credit and Equity Facility - Mining with proven Geology

The company is a US based publically traded exploration stage company that engages in the acquisition and exploration of mining properties. It primarily explores for lithium in the US and Canada but also has interests in Western Australia. The company sought out TCA for capital to support its working capital, exploration and production needs. TCA’s solution was to implement a stock based line that would allow the company to use its common shares with the help of TCA at a proscribed formula relating to the then market price. In these facilities, the Fund does not take the Company's share price risk.

$1,000,000 Million Dollar Convertible Debenture and Equity Facility - Water Management and Treatment systems potentially Worldwide applications

The company is a US based public company that markets and sells cost-effective water management and treatment solutions intended for use in the oil and gas, agriculture, disaster relief, and municipal markets both nationally and internationally. With the development of the company’s patented water treatment system, they have transitioned from a development stage company to one that is poised for exciting growth opportunities. Due to working capital needs mostly contributed to product and operational needs, TCA was sought out for a financing solution. TCA concluded that a short duration senior convertible debenture would give the company the proper capital needed to realize the company’s growth projections. This was combined with a committed equity facility that would allow the company to sell its common shares to TCA at a proscribed formula relating to the then market price. In these facilities, the Fund does not take the Company's share price risk.

$2,500,000 Million Dollar Credit and Equity Facility - International Jeweler acquired Funding for acquisition

A US based publicly traded company that engages in the design, manufacture, and distribution of upscale jewelry in the United States, Europe, and Asia. The products consist of a wide range of unique styles and designs made from precious metals such as, gold, platinum, Karat gold, diamonds and other precious stones. The company sells its products to distributors, retailers, and other wholesalers. The company intends to aggressively expand their geographic footprint and their product line through an acquisition strategy of design and manufacturing firms. The company sought out TCA for a financing solution to their working capital and growth needs. TCA’s solution was to implement a committed equity facility that would allow the company to sell its common shares to TCA at a proscribed formula relating to the then market price. In these facilities, the Fund does not take the Company's share price risk.

$2,000,000 Million Dollar Senor Secured Revolving Line of Credit - Upscale Social Networking for Professionals

The company is a US based private full service multimedia marketing and professional networking company that assists individuals and small companies to promote their professional identity. The company utilizes a membership platform, radio and video interviews, web site development, press releases, an online edition of a Who’s Who, and other multimedia methods to promote the businesses and professional identities of its members and customers. The company’s mission is to assist the world’s professional and notable people to make them more productive and successful in a cost effective way. To support the marketing strategies and working capital needs of the company, TCA was sought out for a financing solution. TCA devised a solution that would best support the company through an asset based line of credit secured by the ongoing credit card receivables of the company.

$2MM Asset based line of credit - US Reseller of closed out goods

A US based, fast growing Company that purchases manufacturer’s closed out goods and resells them to other major department stores in the US. Its continued corporate growth is constrained by working capital and while it does have $3.5MM in funding from a finance company, its growth was being constrained by this funding arrangement.

TCA designed a $2MM additional facility to finance these orders by bifurcating the order flow and using a specialty purpose entity to secure TCA’s collateral position.

£1.5MM revolving credit facility - Scottish home developer

A Scottish home developer has been successfully marketing its mid priced single family homes to professionals in the Glasgow area, developing smaller tracts (25 to 30 homes) to meet this market’s needs. They would use their own working capital to develop the land, gradations, electrical, sewer, etc and build their models. As these sell, Scottish Missives are issued securing closings. A large Scottish bank gave the company a line to finance much of the actual construction. The bank, which is now government controlled; has terminated the credit facility despite the sales and Missive collateral.

TCA designed a £1.5MM revolving credit facility based on the developer’s ability to deliver collateral and Missives for each home that is being built pursuant to sale.

Short term secured loan and $5MM equity line - US based Investor Group specialized in Fashion

A US based investor group has purchased some high end brand name fashions from a bankruptcy as well as control of a public vehicle. They have reinvigorated the brand, but needed additional capital for continued corporate growth.

TCA designed an innovative solution including a short term secured loan which can also be repaid in shares should the value and liquidity be there as well as implementing a $5MM equity line for the company which will sustain its mid-term growth on a working capital basis. Discussions are underway regarding the implementation of a secured revolving credit facility to facility their growing accounts receivable as well.

$1MM Senior secured short term lending facility - US Public construction engineering company

A US public construction engineering company has an order book with contracts in place that is growing but is straining the Company’s working capital funds due to a timing mismatch of when they need to perform services and when payments under various contracts are actually effected.

TCA gave the Company a $1MM Senior secured short term lending facility in order for them to smooth their cash flow mismatches as well as to secure additional contracts. TCA received some additional shares as an equity kicker in the transaction.

$1MM Asset based Line of Credit - US Based Consumer Services Company

The company is a US based consumer service company with over 20 years of history. It specializes in a range of services including maintenance, repair, and new product sales. The company’s extensive experience combined with a large product/service offering has made it the top consumer servicing company in its industry in the region of operation.

In 2010, the company posted revenues just shy of Ten Million dollars with a gross margin of 75.4% and was cash flow positive. Due to the seasonality of the industry, the company experiences difficulties with cash flow management. Additionally, its customer base numbers in the thousands with small ticket sales making any traditional financing route very difficult to obtain.
TCA was looked to as a creative financing source to structure a secured working capital facility whose outstanding balances could match the seasonal cash flow needs. After accessing the creditworthiness of the company’s customer base, TCA concluded that an asset based line of credit secured and guaranteed by the eligible receivables would be the best solution for the company and its working capital requirements. The facility called for an aggregation formula using a lock box and stepped financing targets.

Committed Equity Facility and short term bridge loan as well as Collateral Management Agreement with International Biofuel Company and its principals

The company is publicly listed, and is in transitioning from a development stage to a company offering strategic clean energy power generation and supplies of biomass feedstock to address the requirement for renewable and sustainable supplies of electricity. The company has projects throughout the world with current projects in India, Ghana, Guyana, the Philippines, and planned projects in Sri Lanka and Mozambique.

As an early to mid stage company with significant promise, the company has significant working capital and investment needs. The company required capital to continue to build and commercialize the power plants and biomass plantations. To assist with the needs of the company, TCA assessed the equity of the company and proposed a committed equity facility.

This multi million dollar solution provided the company with the necessary capital for operations and investment, whilst providing TCA with significant protection against the potentially risky nature of the company’s business. TCA also entered into a fee based agreement to manage the liquidation of certain assets of the Company's principals.

TCA structures multi-tiered Secured Short term loan Facility and other merchant banking activities for a U.K. based Motion Picture Production and Distribution Company.

This publicly listed company’s subsidiaries engage in the development, financing, production, and licensing of theatrical motion pictures with budgets in the range of $2m to $15m in the U.K., Europe, Canada and the US. The company, whose revenues are just under eight figures and profitable, has found an opportunity to capitalize on exceptional talent and projects for moderately priced motion pictures. The major studios plan to reduce the number of pictures they finance and distribute in order to focus on high-priced “franchise” productions.

TCA provided the Term Note facility, access to a Committed Equity Facility as well as engaging in an investment banking agreement to assist the company in raising equity capital in the U.K.

Turkey Based (US Listed) Manufacturer seeks Asset Based Line of Credit

The Company is a manufacturer of touchscreen-based visual communication products for the education and corporate marketplace. The management’s industry relationships have enabled the company’s growth and the Company has the ability to sell under their own brand, sell under OEM, and the ability to contract manufacture. These are advantages which their competitors do not have. The Company is serving customers in three key markets – Turkey, the UK, and the US.

In it’s first year of trading, the Company achieved revenues of over $2m USD and was profitable in the first quarter of 2010, pre-reverse merger funding. In year 1, the Company designed, manufactured, launched and sold 4 new products as well as establishing the business from scratch and equipping a factory. In year two, the Company underwent a reverse merger transaction to take the company public on the OTCBB in the USA.

Due to a lumpy cash flow cycle the Company was not able to keep up with the significant increase in sales demand and therefore turned to TCA for a financing solution. TCA acted as advisor and concluded with management that an asset based line of credit secured and guaranteed by the eligible receivables of the Company would be the best and least expensive option for them. The asset based line provided and continues to provide on a rolling basis the immediate working capital needed to fulfill the increase in sales orders. Final result, TCA opened an ABL Line for the Company to use against eligible collateral with a similar fee structure as a traditional ABL financing. Company also agreed to a large equity kicker of preferred shares to TCA at closing.

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